BACKGROUND

A capital markets professional with over 15 years of experience in business development, client services, capital placements and regulatory compliance. Formerly a member of the senior team at the New York Stock Exchange (NYSE) and Euronext. Originated over 46 company listings. Former Associate Principal for Financial Industry Regulatory Authority (FINRA). Global Markets Advisory Group, Thomas Ho Company, And currently an advisor to Deltec Investment Bank (Bahamas). Educated at St Johns University (BA Finance) and Cornel University (MBA). Resides in New York City.